VA
VA

Victor Ayala

23 Years of Experience
Austin, TX
Broker

Victor Ayala is a registered investment advisor, based in Austin, TX, with 23 years of industry experience.

Location

401 Congress Ave, Austin, TX, 78701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
April 2025 - Present · 1 yr 3 mos
Frost Investment Services
April 2025 - Present · 1 yr 3 mos
Previous Registrations
Charles Schwab & CO., INC.
August 2021 - May 2024 · 2 yrs 9 mos
Charles Schwab & CO., INC.Broker
August 2021 - May 2024 · 2 yrs 9 mos
TD Ameritrade Investment Management, LLC
October 2013 - August 2021 · 7 yrs 10 mos
Amerivest Investment Management, LLC
January 2011 - October 2013 · 2 yrs 9 mos
TD Ameritrade, INC.
January 2011 - August 2021 · 10 yrs 7 mos
TD Ameritrade, INC.Broker
April 2006 - September 2021 · 15 yrs 5 mos
Ameritrade, INC.Broker
January 2006 - April 2006 · 3 mos
Amerivest Investment Management, LLC
January 2006 - January 2011 · 5 yrs
Fidelity Brokerage Services LLCBroker
August 2000 - October 2004 · 4 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victor Ayala - Financial Advisor | TrueAdvisor