Cathryn Cato
Cathryn Cato is a registered investment advisor at LPL Financial LLC, based in Mt. Pleasant, SC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
210 Wingo Way #300, Mt. Pleasant, SC, 29464
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cathryn works as a DBA for LPL business under Legacy Wealth Management and Financial Advocacy Network. She also works as a registered investment advisor hybrid for Maryland Financial Group, Inc., spending nearly full-time on this role, and provides tax preparation and bookkeeping services for Legacy Virtual Solutions for about 10-20% of her time. Additionally, Cathryn is an insurance agent for Crump, selling non-variable insurance, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Maryland Financial Group, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
The Robinson-Humphrey Company, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.