HG
HG

Humberto Romeo Garcia

16 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
438 clients
Average Client Portfolio
$4.4M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
Loading...

Location

701 Brickell Avenue, Suite 1310, Miami, FL, 33131

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Humberto is a managing member of Cantabri Advisors LLC, used for his family's consulting activities since 2008. He spends a few hours per week supervising family consulting in the non-profit sector and advising small, privately held companies.

Employment History
Current Registrations
Efg Asset Management (americas) CORP.
January 2020 - Present · 6 yrs 1 mo
Efg Capital InternationalBroker
December 2019 - Present · 6 yrs 2 mos
Previous Registrations
Efg Capital International CORP.
April 2021 - July 2021 · 3 mos
Mizuho Securities USA LLCBroker
November 2018 - July 2019 · 8 mos
Leumi Investment Services INC.
October 2016 - November 2018 · 2 yrs 1 mo
Leumi Investment Services INC.Broker
January 2015 - November 2018 · 3 yrs 10 mos
Macquarie Capital (USA) INC.Broker
October 2008 - September 2010 · 1 yr 11 mos
Cmi Capital Market Investment, LLCBroker
June 2002 - March 2005 · 2 yrs 9 mos
UBS Warburg LLCBroker
January 2001 - February 2002 · 1 yr 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.