Kathy Waters is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Plymouth, MN, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Plymouth, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathy has 100% ownership of 1TIM6:6, LLC and 33.3% ownership of Rize Wealth Management LLC, dedicating minimal time to the former and a full-time commitment to the latter. She also serves as a trustee at Plymouth Covenant Church, spending minimal time overseeing business affairs, insurance coverage, and facility management.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
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