James Gurman
James Gurman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Springfield, TN, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3993 Memorial Blvd, Springfield, TN, 37172
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns multiple real estate properties, some investment-related and some not. He also serves as a Career Transition Team Leader for Gurman, dedicating minimal time to this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Riversource Distributors, INC.Broker
VALIC Financial Advisors, INC.Broker
Bic Distributors, LLCBroker
Curian Clearing, LLCBroker
Riversource Fund Distributors, INC.Broker
Riversource Distributors, INC.Broker
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.Broker
Van Kampen Funds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.