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Mary Wagner

Cambridge Investment Research Advisors, INC.
25 Years of Experience
Wayne, PA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Mary Wagner is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Wayne, PA, with 25 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1107 W. Valley Rd, Wayne, PA, 19087

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015
Settled
Customer Dispute
April 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mary is the owner/financial professional at Valley Creek Advisors, an advisory representative of a RIA at CIRA, and an independent insurance agent. She also owns rental real estate, is an educator/author/speaker for SOFAUSA, and a board member for both the American Swedish Historical Museum and Emergency Aid of PA.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2018 - Present · 8 yrs
Cambridge Investment Research, INC.Broker
October 2018 - Present · 8 yrs
Previous Registrations
Summit Group Retirement Planners, INC.
August 2017 - November 2018 · 1 yr 3 mos
Private Advisor Group, LLC
December 2014 - July 2017 · 2 yrs 7 mos
LPL Financial LLCBroker
December 2014 - November 2018 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
April 2004 - December 2014 · 10 yrs 8 mos
Wells Fargo Advisors, LLCBroker
April 2004 - December 2014 · 10 yrs 8 mos
Ifmg Securities, INC.
December 2002 - April 2004 · 1 yr 4 mos
Ifmg Securities, INC.Broker
December 2002 - April 2004 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2000 - October 2002 · 1 yr 10 mos
PNC Brokerage CORPBroker
August 2000 - October 2000 · 2 mos
State Registrations13 states
AZCAFLGAMDMINCNJNYOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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