RF
RF

Richard Falcione

25 Years of Experience
Carmel, IN
Broker

Richard Falcione is a registered investment advisor at T. Rowe Price Associates, INC., based in Carmel, IN, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Carmel, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
T. Rowe Price Associates, INC.
February 2019 - Present · 7 yrs 3 mos
T. Rowe Price Investment Services, INC.
June 2018 - Present · 7 yrs 11 mos
T. Rowe Price Investment Services, INC.Broker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
June 2018 - March 2019 · 9 mos
Amundi Pioneer Institutional Asset Management, INC.
April 2006 - May 2018 · 12 yrs 1 mo
Pioneer Investment Management, INC.
August 2004 - April 2006 · 1 yr 8 mos
Amundi Pioneer Distributor, INC.Broker
September 2000 - May 2018 · 17 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.