Heather Nicholas
Heather Nicholas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San DIego, CA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
401 B St, Ste 2300, San DIego, CA, 92101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Heather is an insurance agent selling fixed insurance products since 2018. This activity takes about 10-20% of her time and is conducted at the branch location.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Manning Wealth Management, INC.
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Wm Financial Services, INC.Broker
State Registrations21 states
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