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David Harsh

22 Years of Experience
Indianapolis, IN
Broker

David Harsh is a registered investment advisor, based in Indianapolis, IN, with 22 years of industry experience.

Location

500 East Ohio Street, Suite 200, Indianapolis, IN, 46204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is an employee of Brunette & Associates LLC, working full-time since 2013. He is also an owner/partner in You & I, LLC, a holding company, dedicating minimal time, and a partner in Artistry Wealth, LLC, a financial services DBA, spending full-time hours there.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
December 2013 - November 2020 · 6 yrs 11 mos
First Allied Securities, INC.Broker
December 2013 - September 2022 · 8 yrs 9 mos
Investors Capital Advisory
February 2005 - January 2012 · 6 yrs 11 mos
Eastern Point Advisors INC.
December 2002 - December 2004 · 2 yrs
Investors Capital CORP.Broker
December 2001 - January 2012 · 10 yrs 1 mo
Fortis Investors, INC.Broker
June 2000 - December 2000 · 6 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Harsh - Financial Advisor | TrueAdvisor