Andrew Weldon Rice

Thornburg Investment Management INC

25 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Thornburg Investment Management INC

Compensation

Fee-Only (AUM)

Firm Size

29 advisors

Number of Clients

705 clients

Average Client Portfolio

$64.2M average

Assets Under Management

$45.3B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

2300 North Ridgetop Road, Santa Fe, NM, 87506

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Thornburg Investment Management INC

July 2007 - Present · 18 yrs 7 mos

Thornburg Securities LLC

August 2005 - Present · 20 yrs 6 mos

Thornburg Securities LLCBroker

August 2005 - Present · 20 yrs 6 mos

Previous Registrations

Afba Five Star Securities CompanyBroker

May 2003 - August 2005 · 2 yrs 3 mos

A I M Distributors, INC.Broker

December 2000 - April 2003 · 2 yrs 4 mos

Chase Investment Services CORP.Broker

August 2000 - November 2000 · 3 mos

State Registrations3 states

NMOKTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.