TrueAdvisor
TrueAdvisor
PR
PR

Piero Rosas

Independent Financial Partners
26 Years of Experience
Weston, FL
1 Disclosure
View SEC Summary
View SEC Summary

Piero Rosas is a registered investment advisor at Independent Financial Partners, based in Weston, FL, with 26 years of industry experience. Piero operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Real Estate Investing. Their firm serves 54,154 clients with $16B in assets under management.

Independent Financial Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
318 advisors
Number of Clients
54,154 clients
Average Client Portfolio
$301K average
Assets Under Management
$16.3B

Fee Structure

Minimum Investment:$20M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $30.0M1.65%
$30.0M - $60.0M1.25%
$60.0M - $90.0M1.10%
$90M+1.00%

Fees apply to the entire average daily assets under advisement when a threshold is met, rather than on a marginal basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15320 SW 26th Street, Weston, FL, 33326

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2015
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Piero is a registered investment advisor with Independent Financial Partners since 2012, dedicating full-time hours. He also has several other DBAs related to financial services, but spends minimal time on those activities.

Employment History
Current Registrations
Independent Financial Partners
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
February 2012 - November 2016 · 4 yrs 9 mos
Investacorp Advisory Services INC
September 2007 - February 2012 · 4 yrs 5 mos
Investacorp, INC.Broker
August 2007 - February 2012 · 4 yrs 6 mos
Wm Financial Services, INC.
July 2007 - September 2007 · 2 mos
Wm Financial Services, INC.Broker
January 2005 - September 2007 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
September 2003 - January 2005 · 1 yr 4 mos
Wm Financial Services, INC.Broker
May 2001 - September 2003 · 2 yrs 4 mos
American Express Financial Advisors INC.Broker
July 2000 - March 2001 · 8 mos
Ids Life Insurance CompanyBroker
July 2000 - March 2001 · 8 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Weston, FL →All financial advisors in Florida →