TB
TB

Thomas Barnes

24 Years of Experience
Bristol, CT
Broker

Thomas Barnes is a registered investment advisor, based in Bristol, CT, with 24 years of industry experience.

Location

10 Main St, 4th flr., Bristol, CT, 06010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas works as a wealth manager for Patriot Financial Group and Riverside Wealth Management, dedicating full-time hours to each. He also serves as Chairman of the City of Bristol Retirement Board, a board member of the Central CT Chamber of Commerce, and Treasurer of The West Cemetery Association, spending minimal time on each of these roles.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 5 mos
The Patriot Financial Group, LLC
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
June 2018 - December 2022 · 4 yrs 6 mos
LPL Financial LLCBroker
April 2006 - July 2018 · 12 yrs 3 mos
LPL Financial LLC
April 2006 - April 2016 · 10 yrs
Bannon Ohanesian & Lecours, INC.
August 2004 - April 2006 · 1 yr 8 mos
Bannon, Ohanesian & Lecours, INC.Broker
December 2001 - April 2006 · 4 yrs 4 mos
Park Avenue Securities LLCBroker
May 2000 - October 2000 · 5 mos
State Registrations9 states
ALCTFLMAMENCORSCTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Barnes - Financial Advisor | TrueAdvisor