RP
RP

Ricki Lyn Proctor

25 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningCharitable GivingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
18 advisors
Number of Clients
660 clients
Average Client Portfolio
$8.2M average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.75%

Fees may vary based on strategy, fee negotiation, and changes in fee schedules over time.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

384 North Grand Street, Cobleskill, NY, 12043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fenimore Securities, INC.Broker
March 2025 - Present · 11 mos
Fenimore Asset Management, INC.
March 2025 - Present · 11 mos
Previous Registrations
Empower Financial Services, INC.Broker
November 2024 - February 2025 · 3 mos
Empower Advisory Group, LLC
November 2024 - February 2025 · 3 mos
Advice and Planning Services
May 2018 - October 2024 · 6 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2018 - October 2024 · 6 yrs 6 mos
LPL Financial LLCBroker
February 2001 - April 2018 · 17 yrs 2 mos
American Express Financial Advisors INC.Broker
July 2000 - December 2000 · 5 mos
Ids Life Insurance CompanyBroker
July 2000 - December 2000 · 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.