Thomas Rose
Thomas Rose is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lancaster, OH, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
505 E Main St, Lancaster, OH, 43130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas works as an advisor for People's Investment Services and is an associate/employee at Peoples Bank since 2020. His work at Peoples Bank, where he is a financial advisor, takes about half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.