RM
RM

Richard Lee Mcadams

25 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
209 clients
Average Client Portfolio
$739K average
Assets Under Management
$154.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Wilmette, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a Partner and Chief Investment Officer at Legacy Capital Wealth Advisors, LLC and Kingsbury Capital Investments Advisors, DBA Legacy Capital Wealth Advisors, LLC. He dedicates nearly full-time hours to investment management and client relationship prospecting.

Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
February 2020 - Present · 6 yrs
Kingsbury Capital Investment Advisors LLC
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Kingsbury Capital, INC.Broker
January 2018 - December 2019 · 1 yr 11 mos
Cambridge Investment Research Advisors, INC.
March 2015 - December 2017 · 2 yrs 9 mos
Cambridge Investment Research, INC.Broker
December 2014 - December 2017 · 3 yrs
Independent Financial Partners
November 2010 - December 2014 · 4 yrs 1 mo
Delaney Financial Group
March 2010 - November 2010 · 8 mos
LPL Financial LLC
February 2010 - December 2013 · 3 yrs 10 mos
LPL Financial LLCBroker
January 2010 - December 2014 · 4 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2010 · 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2010 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
September 2006 - April 2007 · 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2000 - September 2006 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - September 2006 · 6 yrs 2 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Richard Lee Mcadams - Financial Advisor | TrueAdvisor