JB
JB
Joel Bennett
16 Years of Experience
Clifton Park, NY
Broker
Joel Bennett is a registered investment advisor at Cetera Investment Advisers LLC, based in Clifton Park, NY, with 16 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1593 Rt 9, Clifton Park, NY, 12065
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2026 - Present · 4 mos
Cetera Financial Specialists LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Curi Rmb Capital, LLC
March 2024 - April 2025 · 1 yr 1 mo
Mount Yale Investment Advisors, LLC
February 2023 - December 2023 · 10 mos
Q3 Asset Management Corporation
August 2020 - June 2021 · 10 mos
Smartx Advisory Solutions
August 2018 - January 2019 · 5 mos
Smartx Advisory Solutions
May 2018 - December 2019 · 1 yr 7 mos
Eqis Capital Management
February 2016 - April 2018 · 2 yrs 2 mos
Rp Capital LLCBroker
April 2011 - February 2012 · 10 mos
Genworth Financial Securities CorporationBroker
April 2008 - April 2009 · 1 yr
Genworth Financial Advisers Corporation
April 2008 - April 2009 · 1 yr
Capital Brokerage CorporationBroker
April 2008 - April 2008 · 0 mos
Assetmark Capital CorporationBroker
May 2005 - April 2008 · 2 yrs 11 mos
Banc One Securities Corporation
October 2004 - May 2005 · 7 mos
Banc One Securities CorporationBroker
October 2004 - May 2005 · 7 mos
T. Rowe Price Advisory Services, INC.
August 2001 - June 2004 · 2 yrs 10 mos
T. Rowe Price Investment Services, INC.Broker
June 2001 - June 2004 · 3 yrs
Ids Life Insurance CompanyBroker
June 2000 - February 2001 · 8 mos
American Express Financial Advisors INC.Broker
June 2000 - February 2001 · 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.