Aaron Stephens is a CFA-designated registered investment advisor at Factory Capital LLC, based in Houston, TX, with 8 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 26 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Maximum annual fee is 1.25%. Fees are negotiable depending on client circumstances. Clients also pay separate platform fees (0% to 0.30%) and third-party manager fees (up to 1.50%) when using recommended investment programs.
Fee Estimator
Location
24 Greenway Plaza, Suite 1800, Houston, TX, 77046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron manages investment activities of special purpose investment vehicles through LifeLine Torch Management LLC since 2020. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Factory Capital LLC
Life Line Wealth Management LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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