SK
CFP
SK
CFP

Stephen Kaye

25 Years of Experience
Fort Worth, TX
BrokerSells Insurance

Stephen Kaye is a CFP-designated registered investment advisor, based in Fort Worth, TX, with 25 years of industry experience.

Location

5600 Clearfork Main Street Suite 450, Fort Worth, TX, 76109

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Stephen is involved with Teak Tree Capital Management LLC as a Registered Investment Advisor (RIA). He also serves as Treasurer for Congregation Ahavath Sholon, dedicating minimal time, and sells fixed insurance products through Teak Tree Capital Management since 2009.

Employment History
Current Registrations
Hightower Advisors, LLC
October 2020 - Present · 5 yrs 7 mos
Hightower Securities, LLCBroker
October 2020 - Present · 5 yrs 7 mos
Hightower Securities, LLC
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Apw Capital, INC.Broker
April 2009 - September 2020 · 11 yrs 5 mos
Teak Tree Capital Management, LLC
April 2009 - November 2020 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2000 - April 2009 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - April 2009 · 8 yrs 10 mos
State Registrations5 states
ALFLKSLATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.