MF
MF

Michael Fasano

22 Years of Experience
Roscoe, IL
Broker

Michael Fasano is a registered investment advisor at Cetera Investment Advisers LLC, based in Roscoe, IL, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5871 Elevator Rd, Roscoe, IL, 61073

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is a partner at Mutually Focused Financial Advisors, LLC, a financial services firm, since 2022. He dedicates about a quarter of his time to this role, including a significant portion during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLC
August 2022 - Present · 3 yrs 11 mos
Cetera Advisors LLCBroker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cetera Advisors LLC
August 2022 - March 2024 · 1 yr 7 mos
Associated Investment Services, INC.
March 2016 - August 2022 · 6 yrs 5 mos
Associated Investment Services, INC.Broker
March 2016 - August 2022 · 6 yrs 5 mos
Cetera Investment Services LLCBroker
June 2014 - March 2016 · 1 yr 9 mos
Cetera Investment Advisers LLC
June 2014 - March 2016 · 1 yr 9 mos
Associated Investment Services, INC.
July 2013 - May 2014 · 10 mos
Associated Investment Services, INC.Broker
May 2013 - May 2014 · 1 yr
J.P. Morgan Securities LLC
October 2012 - April 2013 · 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2013 · 6 mos
Chase Investment Services CORP.
July 2009 - October 2012 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
July 2009 - October 2012 · 3 yrs 3 mos
Amcore Investment Services, INC
March 2009 - July 2009 · 4 mos
Amcore Investment Services, INCBroker
June 2007 - July 2009 · 2 yrs 1 mo
Chase Investment Services CORP.
April 2006 - June 2007 · 1 yr 2 mos
Chase Investment Services CORP.Broker
July 2005 - June 2007 · 1 yr 11 mos
Intersecurities, INC.Broker
October 2004 - July 2005 · 9 mos
Nylife Securities INC.Broker
June 2003 - September 2004 · 1 yr 3 mos
State Registrations3 states
ILINWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.