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Joseph Pringle

25 Years of Experience
Gulfport, MS
Broker

Joseph Pringle is a registered investment advisor at Cetera Investment Advisers LLC, based in Gulfport, MS, with 25 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2510 14th Street, Gulfport, MS, 39501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joseph works as a private banker for Hancock Whitney and is a board member for Leadership Gulf Coast and the Gulf Coast Chamber of Commerce. He spends minimal time on the board member roles.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
June 2008 - August 2022 · 14 yrs 2 mos
Wachovia Securities, LLCBroker
January 2008 - April 2008 · 3 mos
Wachovia Securities, LLC
January 2008 - April 2008 · 3 mos
A. G. Edwards & Sons, INC.
September 2003 - January 2008 · 4 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
July 2000 - January 2008 · 7 yrs 6 mos
State Registrations1 state
MS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.