PF
PF

Paula Frank

20 Years of Experience
Greenwood Village, CO
Broker

Paula Frank is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 20 years of industry experience. Paula operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paula owns Being Frankish, Inc., a company marketing and selling recyclable aluminum straws to promote sustainable products. She is also the President of Parrot Tulip Group LLC, which focuses on real estate investments.

Employment History
Current Registrations
Empower Advisory Group, LLC
October 2022 - Present · 3 yrs 9 mos
Empower Financial Services, INC.
June 2017 - Present · 9 yrs 1 mo
Empower Financial Services, INC.Broker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Paychex Securities CorporationBroker
July 2016 - October 2016 · 3 mos
Voya Financial Partners, LLCBroker
June 2011 - January 2015 · 3 yrs 7 mos
Adp Broker-Dealer, INC.Broker
March 2006 - October 2009 · 3 yrs 7 mos
AXA Advisors, LLC
November 2005 - March 2006 · 4 mos
AXA Advisors, LLCBroker
November 2005 - March 2006 · 4 mos
Morgan Stanley
June 2001 - March 2004 · 2 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 2000 - March 2004 · 3 yrs 8 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paula Frank - Financial Advisor | TrueAdvisor