TK
TK

Troy Keel

24 Years of Experience
Midland, TX
BrokerSells Insurance

Troy Keel is a registered investment advisor at Cetera Investment Advisers LLC, based in Midland, TX, with 24 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6 Desta Dr, Ste 3450, Midland, TX, 79705

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Troy is an agent for Avantax Insurance Services since 2011, selling equity indexed annuities and potentially other insurance products. He dedicates minimal time to this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
March 2011 - September 2025 · 14 yrs 6 mos
Avantax Investment Services, INC.Broker
March 2011 - September 2025 · 14 yrs 6 mos
Edward Jones
March 2006 - February 2011 · 4 yrs 11 mos
Edward JonesBroker
March 2006 - February 2011 · 4 yrs 11 mos
Chase Investment Services CORP.Broker
July 2005 - March 2006 · 8 mos
Chase Investment Services CORP.
July 2005 - March 2006 · 8 mos
Banc One Securities CorporationBroker
September 2004 - July 2005 · 10 mos
Banc One Securities Corporation
September 2004 - July 2005 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - October 2004 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - October 2004 · 11 mos
Banc One Securities CorporationBroker
December 2002 - November 2003 · 11 mos
Foresters Equity Services, INC.Broker
July 2002 - December 2002 · 5 mos
Edward JonesBroker
July 2000 - February 2001 · 7 mos
State Registrations23 states
AKAZCACOFLHIINKSLAMIMOMSNMNVNYOHOKPASCTNTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.