NK
NK

Nicholas Kavallieratos

23 Years of Experience
New York, NY
Broker

Nicholas Kavallieratos is a registered investment advisor at Morgan Stanley, based in New York, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas is the sole proprietor/owner of Cavallier Capital LLC, involved in collecting antiques, comics, art, and cars, spending minimal time after business hours. He also owns rental property in New York, dedicating minimal time to property management.

Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Wachovia Securities, LLCBroker
March 2008 - April 2008 · 1 mo
Citigroup Global Markets INC.Broker
October 2002 - April 2008 · 5 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.