RA
RA

Reinaldo Alonso-Malubay

7 Years of Experience
Forest Hills, NY
1 DisclosureBroker

Reinaldo Alonso-Malubay is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Forest Hills, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

6965 Yellowstone Blvd, Forest Hills, NY, 11375

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History

Regulatory History (1)
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Judgment / Lien
January 2020
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2024 - Present · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cathay Securities, INC.Broker
September 2023 - December 2023 · 3 mos
Network 1 Financial Securities INC.Broker
February 2022 - February 2023 · 1 yr
Nylife Securities LLCBroker
September 2020 - May 2021 · 8 mos
Ameriprise Financial Services, INC.
June 2008 - December 2008 · 6 mos
Ameriprise Financial Services, INC.Broker
May 2008 - December 2008 · 7 mos
Gunnallen Financial, INCBroker
June 2007 - October 2007 · 4 mos
Metlife Securities INC.Broker
November 2005 - June 2007 · 1 yr 7 mos
Metropolitan Life Insurance CompanyBroker
November 2005 - June 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
January 2005 - October 2005 · 9 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.