HL
HL
Heather Lucas is a registered investment advisor at Morgan Stanley, based in Rochester, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
300 Linden Oaks, Suite 200, Rochester, NY, 14625
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Regulatory History (1)
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Customer Dispute
February 2022Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
December 2000 - April 2007 · 6 yrs 4 mos
State Registrations38 states
ARAZCACOCTFLGAIDILKSKYMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.