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Tracy Bevel

18 Years of Experience
Springfield, MO
Broker

Tracy Bevel is a registered investment advisor, based in Springfield, MO, with 18 years of industry experience.

Location

1655 S Enterprise Ave, Ste B-4, Springfield, MO, 65804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tracy is a member/part owner of 3 Hounds Limited LLC, created for commercial real estate purchase, and part owner of Clancy's Adventure LLC, created to open a restaurant. Tracy also works as a registered sales assistant at Sanford & Associates, dedicating nearly full-time hours to administrative duties, trade execution, and advisory proposal creation.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Financial Specialists LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securities America Advisors, INC.
June 2022 - August 2023 · 1 yr 2 mos
Securities America, INC.Broker
February 2022 - August 2023 · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2018 - February 2022 · 3 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - July 2018 · 1 yr 4 mos
Msi Financial Services, INC.Broker
January 2016 - March 2017 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2007 - May 2015 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - May 2015 · 8 yrs 5 mos
State Registrations2 states
ARMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tracy Bevel - Financial Advisor | TrueAdvisor