Kelly Kortman
Kelly Kortman is a registered investment advisor at Icicle Creek Investments, based in Leavenworth, WA, with 25 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 22 clients with $4.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
Leavenworth, WA
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2014Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Kelly is an independent insurance agent, dedicating minimal time to this activity, and may offer these services to clients. Kelly also owns Icicle Properties LLC, a property rental company, spending minimal time on it.
Employment History
Current Registrations
Icicle Creek Investments
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.