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CFP
CH
CFP

Charles Hawes

Legacy Edge Advisors
26 Years of Experience
Lakewood, CO
2 Disclosures
View SEC Summary
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Charles Hawes is a CFP-designated registered investment advisor at Legacy Edge Advisors, based in Lakewood, CO, with 26 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 532 clients with $1.2B in assets under management.

Legacy Edge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
532 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fee ranges up to 2.50% of assets under management. Fees are generally negotiable and may be charged as a single rate or tiered rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lakewood, CO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Closed-No Action
Customer Dispute
July 2006
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Legacy Edge Advisors
January 2026 - Present · 9 mos
Previous Registrations
Legacy Edge Advisors
June 2024 - December 2025 · 1 yr 6 mos
Advice and Planning Services
May 2005 - May 2024 · 19 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2000 - May 2024 · 23 yrs 11 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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