David Roche is a registered investment advisor, based in Latham, NY, with 25 years of industry experience.
Location
19 British American Blvd East, Latham, NY, 12110
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Regulatory History (1)
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Customer Dispute
March 2005Settled
Other Business Activities
David is a landlord, provides financial advisor coaching and consulting for a few hours per week, and owns Roche Capital Enterprises which manages rental properties.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
July 2013 - June 2019 · 5 yrs 11 mos
Foresters Financial Services, INC.Broker
June 2000 - June 2019 · 19 yrs
State Registrations30 states
ALARAZCACOCTDEFLGAIAILKSKYMAMDMEMIMNNCNHNJNYOHPARISCTXVAVTWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.