Norman Angelis is a registered investment advisor, based in Norwalk, CT, with 24 years of industry experience.
Location
50 Washington St., 4th Floor, Norwalk, CT, 06854
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norman is an advisory representative of a RIA, spending about 10-20% of his time on investment-related activities. He is also an independent insurance agent for various independent insurance companies, dedicating minimal time to this activity, and an IAR with Guidelight Financial, spending full-time hours on investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Allstate Financial Services, LLCBroker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Edward JonesBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.