Stephanie Mills is a registered investment advisor, based in Pasadena, CA, with 25 years of industry experience.
Location
155 Lake Ave., Suite 780, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie holds a California Insurance License but is a non-producer working in an administrative support capacity. She also works full-time as a Client Service Manager for Signature Estate & Investment Advisors and dedicates minimal time to volunteer work for a family business.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
Seia
Previous Registrations
Osaic Wealth, INC.Broker
Signator Investors, INC.Broker
State Registrations1 state
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