EA
EA

Edward Arcos

25 Years of Experience
Chicago, IL
Broker

Edward Arcos is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 25 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Edward serves on the Board of Directors/Finance Committee for the Archdiocese of Miami, a religious tax-exempt organization. He also volunteers as a coach for Wings for Widows, providing pro bono financial wellness checks, dedicating minimal time to each activity.

Employment History
Current Registrations
Nuveen Asset Management, LLC
August 2024 - Present · 1 yr 11 mos
Nuveen Securities, LLC
July 2024 - Present · 2 yrs
Nuveen Securities, LLCBroker
July 2024 - Present · 2 yrs
Previous Registrations
Blackrock Financial Management, INC
June 2008 - January 2024 · 15 yrs 7 mos
Blackrock Investments, LLCBroker
June 2008 - January 2024 · 15 yrs 7 mos
Rittenhouse Asset Management, INC.
March 2001 - June 2008 · 7 yrs 3 mos
Nuveen Investments, LLCBroker
July 2000 - May 2008 · 7 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.