CW
CW

Christopher Wicker

25 Years of Experience
Baldwin, WI
BrokerSells Insurance

Christopher Wicker is a registered investment advisor at LPL Financial LLC, based in Baldwin, WI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

705 Main St, Baldwin, WI, 54002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher operates Wicker Financial Services as a DBA for his LPL business, dedicating full-time hours to it. He also engages in non-variable insurance activities and tax preparation, spending a few hours per week on insurance and an unspecified amount of time on tax preparation.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Harbour Investments, INC.Broker
October 2006 - November 2023 · 17 yrs 1 mo
Harbour Investments, INC.
October 2006 - November 2023 · 17 yrs 1 mo
Invest Financial Corporation
May 2004 - October 2006 · 2 yrs 5 mos
Invest Financial CorporationBroker
May 2004 - October 2006 · 2 yrs 5 mos
Invest Financial Corporation
May 2004 - May 2004 · 0 mos
Transamerica Financial Advisors, INC.
July 2003 - May 2004 · 10 mos
Transamerica Financial Advisors, INC.Broker
March 2001 - May 2004 · 3 yrs 2 mos
Strong Investments, INC.Broker
June 2000 - March 2001 · 9 mos
State Registrations4 states
FLMNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.