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Mitchell Ray

19 Years of Experience
Schaumburg, IL
1 DisclosureBrokerSells Insurance

Mitchell Ray is a registered investment advisor, based in Schaumburg, IL, with 19 years of industry experience.

Location

425 N. Martingale Rd., Suite 1220, Schaumburg, IL, 60173

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History

Regulatory History (1)
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Judgment / Lien
June 2011
Other Business ActivitiesSells Insurance

Mitchell owns an independent insurance agency, SRA Advisors, since 2001, where he determines customer needs and sells fixed insurance products, dedicating about half of his time. Mitchell also works as a title abstractor/researcher for Mitch Ray Title Services, spending about 10-20% of his time researching property titles and public records.

Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
August 2013 - Present · 12 yrs 11 mos
Cl Wealth Management LLC
October 2011 - Present · 14 yrs 9 mos
Previous Registrations
Allied Beacon Partners, INC.Broker
October 2011 - August 2013 · 1 yr 10 mos
Workman Securities Corporation
October 2008 - September 2011 · 2 yrs 11 mos
Workman Securities CorporationBroker
September 2008 - September 2011 · 3 yrs
New England SecuritiesBroker
February 2001 - January 2003 · 1 yr 11 mos
Signator Investors, INC.Broker
August 2000 - February 2001 · 6 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mitchell Ray - Financial Advisor | TrueAdvisor