Eric Harley is a registered investment advisor at Sowell Management, based in Indianapolis, IN, with 25 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
3021 E 98th St., Suite 110, Indianapolis, IN, 46280
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric is the 100% owner of Amicus Financial, a DBA for securities and fixed insurance businesses, dedicating nearly full-time hours. He also serves on the board of directors for Morse Waterways Association, spending minimal time, and is involved in insurance sales, rental income, and mentoring his children in business and internet sales.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
International Assets Advisory, LLCBroker
Concert Wealth Management
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.