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Michael Rosero

LPL Enterprise, LLC
25 Years of Experience
Paramus, NJ
1 DisclosureBroker
View SEC Summary
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Michael Rosero is a registered investment advisor at LPL Enterprise, LLC, based in Paramus, NJ, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Woodland Avenue, 2nd Floor, Paramus, NJ, 07652

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History

Regulatory History (1)
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Criminal
June 2022
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Pruco Securities, LLC.Broker
January 2024 - November 2024 · 10 mos
Prudential Financial Planning Services
January 2024 - November 2024 · 10 mos
Key Client Fiduciary Advisors, LLC
November 2022 - January 2024 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
December 2012 - November 2022 · 9 yrs 11 mos
J.P. Morgan Securities LLC
December 2012 - November 2022 · 9 yrs 11 mos
Walnut Street Securities, INC.
February 2011 - November 2012 · 1 yr 9 mos
Walnut Street Securities, INC.Broker
January 2011 - November 2012 · 1 yr 10 mos
Tower Square Securities, INC.Broker
March 2006 - January 2011 · 4 yrs 10 mos
Tower Square Securities, INC.
March 2006 - January 2011 · 4 yrs 10 mos
Walnut Street Securities, INC.
January 2006 - January 2011 · 5 yrs
New England Securities Corporation
January 2006 - January 2011 · 5 yrs
Metlife Securities INC.
January 2006 - January 2011 · 5 yrs
Metlife Securities INC.Broker
June 2004 - January 2011 · 6 yrs 7 mos
New England SecuritiesBroker
June 2004 - January 2011 · 6 yrs 7 mos
Walnut Street Securities, INC.Broker
June 2004 - January 2011 · 6 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
June 2004 - July 2007 · 3 yrs 1 mo
Metlife Securities INC.Broker
March 2004 - April 2004 · 1 mo
Metropolitan Life Insurance CompanyBroker
March 2004 - April 2004 · 1 mo
New England SecuritiesBroker
March 2004 - April 2004 · 1 mo
Walnut Street Securities, INC.Broker
March 2004 - April 2004 · 1 mo
Ladenburg, Thalmann & CO., INC.Broker
November 2002 - August 2003 · 9 mos
Ladenburg Capital Management INC.Broker
December 2001 - November 2002 · 11 mos
Harrison Securities, INC.Broker
September 2001 - December 2001 · 3 mos
Ladenburg Capital Management INC.Broker
October 2000 - October 2001 · 1 yr
State Registrations5 states
DEFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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