Jay Levy
Jay Levy is a CFA-designated registered investment advisor at Independent Advisor Alliance, LLC, based in College Grove, TN, with 17 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
College Grove, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jay operates CMPD12 Capital as a DBA for his LPL business and as a registered investment advisor DBA. He also co-owns Grove Partners LLC and provides investment advisory services through Independent Advisor Alliance, dedicating full-time hours to this.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Lazard Asset Management Securities LLCBroker
Clsa Americas, LLCBroker
Nylife Distributors LLCBroker
Credit Suisse First Boston LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.