TK
TK

Tae Kim

25 Years of Experience
Fort Mill, SC
Broker

Tae Kim is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
January 2018 - Present · 8 yrs 4 mos
LPL Financial LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2017 - December 2017 · 5 mos
Cetera Financial Specialists LLCBroker
June 2017 - December 2017 · 6 mos
Cetera Investment Services LLCBroker
June 2017 - December 2017 · 6 mos
First Allied Securities, INC.Broker
June 2017 - December 2017 · 6 mos
Summit Brokerage Services, INC.Broker
June 2017 - December 2017 · 6 mos
Cetera Advisor Networks LLCBroker
June 2017 - December 2017 · 6 mos
Cetera Advisors LLCBroker
June 2017 - December 2017 · 6 mos
Girard Securities, INC.Broker
June 2017 - November 2017 · 5 mos
VALIC Financial Advisors, INC.Broker
July 2015 - April 2016 · 9 mos
Woodbury Financial Services, INC.Broker
January 2014 - February 2017 · 3 yrs 1 mo
Royal Alliance Associates, INC.Broker
March 2008 - February 2017 · 8 yrs 11 mos
Sagepoint Financial, INC.Broker
March 2008 - February 2017 · 8 yrs 11 mos
Advantage Capital CorporationBroker
March 2008 - March 2009 · 1 yr
American General Securities IncorporatedBroker
March 2008 - October 2008 · 7 mos
Fsc Securities Corporation
July 2007 - February 2017 · 9 yrs 7 mos
Fsc Securities CorporationBroker
June 2005 - February 2017 · 11 yrs 8 mos
E*trade Securities LLCBroker
July 2000 - May 2005 · 4 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tae Kim - Financial Advisor | TrueAdvisor