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Seth Asher

25 Years of Experience
Atlanta, GA
Broker

Seth Asher is a registered investment advisor at Wells Fargo Advisors, based in Atlanta, GA, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5600 Glenridge Dr, Suite 200-E, Atlanta, GA, 30342

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Seth has 100% ownership of Jamm Financial LLC and owns rental property in Aspen, CO. He also has 48% ownership in Ascending Capital Management LLC, and each of these activities takes a full-time commitment.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2014 - June 2023 · 8 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
August 2014 - June 2023 · 8 yrs 10 mos
Morgan Stanley
April 2011 - September 2014 · 3 yrs 5 mos
Morgan StanleyBroker
April 2011 - September 2014 · 3 yrs 5 mos
RBC Capital Markets, LLC
February 2006 - May 2011 · 5 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2006 - May 2011 · 5 yrs 3 mos
Wachovia Securities, LLC
July 2002 - February 2006 · 3 yrs 7 mos
Wachovia Securities, LLCBroker
June 2002 - February 2006 · 3 yrs 8 mos
Wachovia Securities, INC.Broker
July 2000 - June 2002 · 1 yr 11 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.