Sanjiv Shukla
Sanjiv Shukla is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Frisco, TX, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Frisco, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sanjiv works as an independent insurance agent selling disability and life insurance through Aston Brokerage Sales since 2015. This requires minimal time each month, plus an hour during trading.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Wfg Advisors, LP
Wfg Investments, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
New England SecuritiesBroker
State Registrations10 states
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