TH
CFP
TH
CFP

Thomas J Harrington

24 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningInsurance PlanningInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,183 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.8B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$3,000
Loading...

Location

611 Druid Rd E. Ste 105, Clearwater, FL, 33756

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas works as a retirement plan advisor for Provise Management Group, LLC, providing investment advisory services. This role involves client relationship management, employee education, and investment oversight and takes nearly full-time hours.

Employment History
Current Registrations
Provise Management Group, LLC
December 2021 - Present · 4 yrs 2 mos
Kestra Investment Services, LLCBroker
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - November 2021 · 5 yrs 7 mos
NFP Advisor Services, LLC
July 2014 - September 2016 · 2 yrs 2 mos
Kestra Investment Services, LLCBroker
July 2014 - January 2021 · 6 yrs 6 mos
Raymond James & Associates, INC.
October 2007 - August 2014 · 6 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2006 - January 2010 · 3 yrs 6 mos
Raymond James & Associates, INC.Broker
May 2006 - August 2014 · 8 yrs 3 mos
TD Waterhouse Investor Services, INC.
June 2004 - February 2006 · 1 yr 8 mos
TD Waterhouse Investor Services, INC.Broker
October 2000 - February 2006 · 5 yrs 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.