Holly Cotherman is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2211 York Road, Suite 100, Oak Brook, IL, 60523
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
May 2010 - Present · 16 yrs 2 mos
Previous Registrations
LPL Financial Corporation
December 2008 - April 2010 · 1 yr 4 mos
LPL Financial CorporationBroker
June 2003 - April 2010 · 6 yrs 10 mos
Prudential Securities IncorporatedBroker
April 2002 - May 2003 · 1 yr 1 mo
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.