Christopher Ruggiero is a registered investment advisor, based in Omaha, NE, with 23 years of industry experience.
Location
14010 FNB Pkwy., Suite 420, Omaha, NE, 68154
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher is the Head of Wealth and Institutional Services at both First Investments and Planning and First National Bank of Omaha (FNBO). He dedicates about half of his time to each of these roles.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2024 - Present · 2 yrs 2 mos
Raymond James Financial Services Advisors, INC
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.
September 2022 - January 2024 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
September 2022 - January 2024 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC
October 2003 - August 2021 · 17 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
March 2001 - August 2021 · 20 yrs 5 mos
Dean Witter Reynolds INC.Broker
August 2000 - February 2001 · 6 mos
State Registrations1 state
NE
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.