MH
MH

Mariah Horn

24 Years of Experience
Austin, TX
Broker

Mariah Horn is a registered investment advisor at Charles Schwab & CO., INC., based in Austin, TX, with 24 years of industry experience. Mariah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.

Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11800 Schwab Way, Austin, TX, 78758

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mariah is the treasurer of the Vista Ridge High School Track Booster Club, responsible for bookkeeping, maintaining the bank account, and purchasing supplies. This activity requires about 10-20% of her time and is not investment-related.

Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2018 - Present · 7 yrs 9 mos
Charles Schwab & CO., INC.Broker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - April 2018 · 2 yrs
Kestra Investment Services, LLCBroker
December 2015 - April 2018 · 2 yrs 4 mos
NFP Advisor Services, LLC
December 2015 - September 2016 · 9 mos
Charles Schwab & CO., INC.Broker
June 2014 - January 2016 · 1 yr 7 mos
Charles Schwab & CO., INC.
June 2014 - December 2015 · 1 yr 6 mos
NFP Securities, INC.Broker
August 2003 - January 2014 · 10 yrs 5 mos
NFP Securities, INC.
August 2003 - January 2014 · 10 yrs 5 mos
Chase Investment Services CORP.
January 2003 - August 2003 · 7 mos
Chase Investment Services CORP.Broker
January 2003 - August 2003 · 7 mos
Charles Schwab & CO., INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
July 2000 - November 2000 · 4 mos
Ids Life Insurance CompanyBroker
July 2000 - November 2000 · 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mariah Horn - Financial Advisor | TrueAdvisor