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Jude Stambone

25 Years of Experience
Eynon, PA
1 DisclosureBroker

Jude Stambone is a registered investment advisor at LPL Financial LLC, based in Eynon, PA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

307 Betty St, Ste 3, Eynon, PA, 18403

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Other Business Activities

Jude operates under the DBA Stambone Financial since 2011.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2011 - Present · 15 yrs 4 mos
LPL Financial LLC
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
June 2009 - December 2010 · 1 yr 6 mos
Cadaret Grant & CO INC
June 2009 - December 2010 · 1 yr 6 mos
Wells Fargo Advisors, LLC
January 2005 - July 2009 · 4 yrs 6 mos
Wells Fargo Advisors, LLCBroker
July 2003 - July 2009 · 6 yrs
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
State Registrations15 states
AZCACTDEFLGAILINMDNJNVNYPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.