Todd Dathe
Todd Dathe is a registered investment advisor at Aspen Private Advisors, LLC, based in Sioux Falls, SD, with 25 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 117 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aspen Private Advisors offers investment management through wrap fee programs. Fees for this service are not listed in this brochure.
Location
5201 South Western Avenue, Suite 103, Sioux Falls, SD, 57108
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2009Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Todd is involved in several business activities, including non-variable insurance sales (life insurance, long-term care, Medicare supplement, medical insurance, and disability insurance) and aircraft ownership/rental. He also provides business consulting services through Aspen Consulting, LLC, dedicating a few hours per week to this.
Employment History
Current Registrations
Aspen Private Advisors, LLC
Previous Registrations
Level Four Advisory Services
LPL Financial LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
Dice Financial Investment Advisory
Royal Alliance Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.