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Todd Dathe

Aspen Private Advisors, LLC
26 Years of Experience
Sioux Falls, SD
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Todd Dathe is a registered investment advisor at Aspen Private Advisors, LLC, based in Sioux Falls, SD, with 26 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 125 clients with $200M in assets under management.

Aspen Private Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
125 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$199.9M

Fee Structure

Investment management only (planning not offered)

Aspen Private Advisors provides investment management services through wrapped accounts. Because the firm manages accounts through a wrap fee program described in a separate brochure, specific percentage-based asset management fee schedules are detailed in that separate document.

View Full SEC Brochure

Location

5201 South Western Avenue, Suite 103, Sioux Falls, SD, 57108

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
Customer Dispute
February 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Todd is involved in several business activities, including non-variable insurance sales (life insurance, long-term care, Medicare supplement, medical insurance, and disability insurance) and aircraft ownership/rental. He also provides business consulting services through Aspen Consulting, LLC, dedicating a few hours per week to this.

Employment History
Current Registrations
Aspen Private Advisors, LLC
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Level Four Advisory Services
May 2015 - October 2018 · 3 yrs 5 mos
LPL Financial LLCBroker
May 2015 - August 2019 · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
May 2010 - May 2015 · 5 yrs
Raymond James Financial Services, INC.Broker
May 2010 - May 2015 · 5 yrs
Wells Fargo Advisors, LLC
January 2008 - May 2010 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2008 - May 2010 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.
February 2007 - January 2008 · 11 mos
A. G. Edwards & Sons, INC.Broker
June 2003 - January 2008 · 4 yrs 7 mos
Edward JonesBroker
March 2003 - June 2003 · 3 mos
Dice Financial Investment Advisory
December 2002 - July 2003 · 7 mos
Royal Alliance Associates, INC.Broker
June 2000 - April 2003 · 2 yrs 10 mos
State Registrations1 state
SD
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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