RR
CFP
RR
CFP

Ronald Raines

25 Years of Experience
Spartanburg, SC
Broker

Ronald Raines is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Spartanburg, SC, with 25 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

135 N. Church Street, Suite 130, Spartanburg, SC, 29306

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald is the Managing Director of Romeo Romeo, LLC, managing aircraft ownership and leasing, dedicating minimal time. He is also a member of Walnut Place Properties, LLC, a real estate leasing business owned by his spouse, but has no active role or time devoted.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
February 2022 - Present · 4 yrs 3 mos
Janney Montgomery Scott LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2005 - February 2022 · 16 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - February 2022 · 21 yrs 4 mos
First Union Brokerage Services, INC.Broker
July 2000 - October 2000 · 3 mos
State Registrations19 states
ALDEFLGAKYMAMDMEMSNCNJOHPARISCTNVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Raines - Financial Advisor | TrueAdvisor