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CFP

Randall Winkler

Drake & Associates, LLC
24 Years of Experience
Waukesha, WI
View SEC Summary
View SEC Summary

Randall Winkler is a CFP-designated registered investment advisor at Drake & Associates, LLC, based in Waukesha, WI, with 24 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,401 clients with $610M in assets under management.

Drake & Associates, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
3,401 clients
Average Client Portfolio
$179K average
Assets Under Management
$607.3M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5M+0.65%

Fees are negotiable based on client needs and situation complexity. Certain accounts on Plan Confidence may be grandfathered at 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20965 Crossroads Circle, Waukesha, WI, 53186

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Drake & Associates, LLC
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Annex Wealth Management, LLC
February 2012 - November 2022 · 10 yrs 9 mos
H. Beck, INC.Broker
January 2012 - December 2018 · 6 yrs 11 mos
Harris Investor Services, INC.
October 2009 - January 2012 · 2 yrs 3 mos
BMO Harris Financial Advisors, INC.Broker
September 2008 - January 2012 · 3 yrs 4 mos
Harris Investor Services, INC.
September 2008 - September 2008 · 0 mos
On Investment Management CO
August 2007 - September 2008 · 1 yr 1 mo
The O.N. Equity Sales CompanyBroker
August 2007 - September 2008 · 1 yr 1 mo
Wipfli Hewins Investment Advisors LLC
January 2006 - July 2006 · 6 mos
Disciplined Financial Services, INC
March 2005 - April 2006 · 1 yr 1 mo
Nations Financial Group, INC.Broker
February 2005 - April 2006 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
December 2002 - February 2005 · 2 yrs 2 mos
Woodbury Financial Services, INC.Broker
March 2002 - December 2002 · 9 mos
United Securities Alliance, INC.Broker
March 2001 - March 2002 · 1 yr
Wma Securities, INC.Broker
July 2000 - January 2001 · 6 mos
State Registrations1 state
WI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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