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William Peterman

Money Concepts Advisory Service
26 Years of Experience
Springfield, IL
1 DisclosureBroker
View SEC Summary
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William Peterman is a CFP-designated registered investment advisor at Money Concepts Advisory Service, based in Springfield, IL, with 26 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 17,032 clients with $4.1B in assets under management.

Money Concepts Advisory Service
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
395 advisors
Number of Clients
17,032 clients
Average Client Portfolio
$239K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.60%

Fees vary by program. Standard Guided Portfolio Solutions program typically charges 2.5% annually. Pension and MAP programs use tiered schedules ranging from 1.30% down to 0.60% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1515 South MacArthur Blvd., Springfield, IL, 62704

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William operates Peterman Financial Group as a DBA, dedicating his full-time hours to it. He also works as a CPA providing tax preparation and accounting services through Bill Peterman, CPA and Peterman Financial Tax Service, spending about 10-20% of his time on these activities.

Employment History
Current Registrations
Money Concepts Capital CORPBroker
December 2016 - Present · 9 yrs 10 mos
Money Concepts Advisory Service
December 2016 - Present · 9 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
January 2014 - December 2016 · 2 yrs 11 mos
Cwm, LLC
January 2014 - December 2016 · 2 yrs 11 mos
Money Concepts Advisory Service
August 2000 - January 2014 · 13 yrs 5 mos
Money Concepts Capital CORPBroker
June 2000 - January 2014 · 13 yrs 7 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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