Maria Lupu is a registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2023 - Present · 3 yrs 2 mos
Morgan Stanley
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
September 2008 - June 2023 · 14 yrs 9 mos
RBC Capital Markets, LLCBroker
September 2008 - June 2023 · 14 yrs 9 mos
Wachovia Securities, LLC
January 2008 - September 2008 · 8 mos
Wachovia Securities, LLCBroker
January 2008 - September 2008 · 8 mos
A. G. Edwards & Sons, INC.Broker
July 2003 - January 2008 · 4 yrs 6 mos
A. G. Edwards & Sons, INC.
July 2003 - January 2008 · 4 yrs 6 mos
Wells Fargo Investments, LLC
May 2001 - July 2003 · 2 yrs 2 mos
Wells Fargo Investments, LLCBroker
May 2001 - July 2003 · 2 yrs 2 mos
Wells Fargo Securities INC.Broker
September 2000 - May 2001 · 8 mos
State Registrations18 states
ALAZCACOCTFLHIILMANCNJNVNYOKORTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.